COMPLIANCE & REGULATORY

Compliance Forte's founders were the key compliance and regulatory affairs industry players in the Middle East since 2004. The Firm provides its bespoke compliance services catered to financial and non-financial businesses. 

 

Compliance Forte designs and implements a range of compliance tools that help companies navigate the complex regulatory framework across different jurisdictions.

Compliance & Regulatory Services: 

Financial & Insurance:

  • Authorisation & Incorporation

  • Outsourced Officers:

    • Compliance Officers

    • Money Laundering Reporting Officer

    • Finance Officers

    • Risk Officers

  • Compliance & AML Manuals & Policies

  • Sanctions 

  • Client Due Diligence

  • Regulatory Reporting:

    • Prudential & Financial 

    • IRAP & ICAAP 

    • Periodic Reporting

  • Annual & Periodic Reviews

  • Training & Mentoring

 

Non-Financial:

  • Compliance Advisory

  • Regulatory Gap Analysis

  • Anti-Bribery & Anti-Corruption (inc. FCPA/BA)

    • Policies

    • Risk Assessment

    • Due Diligence

    • Regulatory Management

    • Remediation & Resolution

  • Financial Crime Prevention

  • Enterprise Risk Assessment

  • Codes of Conduct & Ethics

  • Training & Mentoring 

COMPLIANCE
Services

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Designed by Janina Serrano